Seven regulators, one evidence vault.
NYDFS Part 500, FFIEC, GLBA, DORA (live 17 Jan 2025), PCI DSS v4, SOX 404, and 13+ state privacy laws — on a single controls library. Score one access review, satisfy four regulators. Built for FIs running multiple jurisdictions on one CISO+GRC team.
- NYDFS · FFIEC · GLBA · DORA · PCI · SOX coverage
- DORA 5-pillar readiness tracked to the 17 Jan 2026 review
- ICFR + IT controls unified · evidence captured continuously
- 13+ state consumer privacy laws cross-mapped
What is risk management software for financial services?
A NY-licensed bank with EU customers and public-company status answers to seven regulators at the same time. RiskWatch scores one access review against four regulators simultaneously, tracks DORA’s 5 pillars to the 17 Jan 2026 EC review, and unifies SOX ITGCs with IT security controls so auditors and CISOs see the same evidence. NYDFS Part 500, DORA, FFIEC, GLBA, PCI DSS, SOX 404, and 13+ state privacy laws — one controls library.
Multi-regulator scoring or seven parallel programs.
The economics of multi-jurisdictional FIs broke when DORA went live. The same access-review needs to satisfy NYDFS §500.7 + FFIEC IAM + SOX ITGC + PCI Req 7 + DORA P1 simultaneously — or your team is doing four-times the work.
One bank. Seven regulators. Most teams run seven parallel programs.
A NY-licensed bank with EU customers, public-company status, and card processing answers to NYDFS, FFIEC, GLBA, SOX, PCI, DORA, and 13+ state privacy laws — at the same time. One evidence vault, one controls library, multi-regulator scoring. Same access-review evidence satisfies NYDFS §500.7, FFIEC IAM, SOX ITGCs, and PCI Req 7 simultaneously.
DORA went live January 2025. The EC review is January 2026.
DORA applies to 22,000+ EU financial entities and the ICT vendors who serve them. The 17 Jan 2026 European Commission review will surface enforcement gaps that EU regulators acted on in 2025. 5-pillar readiness tracked per institution · ICT third-party register · CTPP concentration-risk flags · TLPT scenario library.
SOX ITGCs and IT security controls live in different tools. They shouldn't.
Most FIs run SOX 404 ITGCs (access, change, operations) in their internal-audit tool and IT security controls in a SIEM/GRC tool — duplicated effort, divergent evidence. One evidence layer for both. The MRC documentation builder, ITGC continuous monitoring, and material-weakness early-warning flow into the same risk register the CISO sees.
The 17 Jan 2026 review is your audit moment.
DORA applied from 17 Jan 2025; the European Commission's review report is due 17 Jan 2026 and will surface enforcement gaps. Five pillars — ICT risk management, incident management, resilience testing, third-party risk, information sharing — each tracked with per-pillar coverage and gap-to-EC-review modeled.
- ICT third-party register — concentration risk surfaced; CTPP oversight obligations tracked
- Major incident notification — 24-hour, 72-hour, and 1-month milestones with templated artifacts
- TLPT scenario library — threat-led penetration testing scenarios mapped to ESA expectations
- Cross-mapping to NIST + ISO — DORA control evidence reused for SOC 2, ISO 27001, NIST CSF
One controls library. Seven mandates scored simultaneously.
The same access review captured once satisfies NYDFS §500.7, FFIEC IAM, SOX 404 ITGC, PCI Req 7, GLBA §314.4, and DORA P1 — without copy-paste between four tools. Cross-mapping is bi-directional: from a regulator view, see which controls cover which sections; from a control view, see every regulator that control satisfies.
State privacy laws (CCPA + CPRA, CO, CT, VA, UT, FL, OR, TX, IA, MT, TN, IN, DE) cross-mapped into the same vault — when the 14th state law passes, you score the new requirements against the existing evidence in one pass.
See your regulator mix mappedWe were running NYDFS, FFIEC, and SOX in three different tools. One platform replaced all of them and DORA shipped on top of it.
Financial Services Compliance Pack
NYDFS Part 500 controls library, DORA 5-pillar readiness worksheet, FFIEC IT examination crosswalk, GLBA Safeguards 2024-amendment template, the SOX 404 ICFR + IT control bridge, and the 13-state privacy law mapping — all in one pack.
- NYDFS + DORA + FFIEC + GLBA libraries
- 13-state privacy law cross-mapping
- Multi-regulator scoring worksheet
- SOX 404 + IT controls bridge
Looking for the broader compliance-frameworks crosswalk? Find it on the compliance frameworks hub.
Common questions, answered up front.
About NYDFS, DORA, FFIEC, GLBA, SOX, PCI, state privacy laws, and how RiskWatch unifies them.
What is risk management software for financial services?
How does the platform handle DORA compliance?
How is NYDFS Part 500 covered?
How does the platform unify SOX ITGCs and IT security controls?
What about GLBA and the 2024 Safeguards Rule amendments?
Does this work for non-EU banks not subject to DORA?
Is there a free trial?
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